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Compliance : Thought Leader : :
All-Encompassing Enforcement: The Robust Use of Civil and Criminal Actions to Police the Markets
	Thank you, David Prince, for that kind introduction. I have participated in this event for many years and have always considered this conference to be all about the compliance and legal issues that are most important to the integrity of our securities markets.
Mary Jo White Chair Securities and Exchange Commission	read more >

Compliance : Affordable Care Act

>	Affordable Care Act: Determining Large Employer Status

Compliance : Basel III

>	Basel III Regulations Critical to Success in 2013

Compliance : Dodd Frank

>	Is Your Data Compliant?
>	Opening Statement at the SEC Open Meeting
>	Shift in Consumer Privacy Policy May Signal New Laws in US
>	Remarks of SEC Chairman Mary L. Schapiro The George Washington University Center for Law, Economics and Finance Fourth Annual Regulatory Reform Symposium
>	Proposed Rules for Swap

>	The Wall Street Reform Act at One Year: Part 1
>	The Wall Street Reform Act at One Year: Part 2
>	Consumer Financial Protection Bureau Ready to Help Consumers on Day One

Compliance : Federal Information Security Amendments Act

>	Avoiding the “No More IT Security Checklist” Misconception

Compliance : Investment Company Act

>	Opening Statement at the SEC Open Meeting

Compliance : PCI Security

>	Sales Numbers Trending Up? Now’s the Time to Become Credit Card Fraud-Free

Compliance : Sarbanes Oxley

>	Are Your Employees Sabotaging Your Company’s Accountability?
>	Spreadsheet Errors That Make Auditors Blush
>	CAQ Provides Perspectives on Understanding Audit Quality
>	Analyst: Infosys Partnership with IPsoft Breaks New Ground
>	An Innovative Financial Solution to Your Growing Legal Costs

>	How to Invest in Technology that Drives Innovation
>	Remarks to Students at The George Washington University
>	How to Run a Profitable Non-Profit Organization: Have Your Employees Figure Out How to Steal You Blind
>	BakerHostetler Obtains Landmark Interpretive Guidance on SOX 402
>	The Magnitude of Application Control in Your S-OX Strategy
	More Sarbanes Oxley...