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Compliance : Dodd Frank : Electronic Recordkeeping :
Is Your Data Compliant?
	Financial institutes are required to maintain and produce a variety of records related to their business activities, many of which exist in an electronic format.
Shannon Smith Director of Information Governance and General Counsel Globanet	read more >

Compliance : Affordable Care Act

>	Affordable Care Act: Determining Large Employer Status

Compliance : Basel III

>	Basel III Regulations Critical to Success in 2013

Compliance : Dodd Frank

>	Opening Statement at the SEC Open Meeting
>	Shift in Consumer Privacy Policy May Signal New Laws in US
>	Remarks of SEC Chairman Mary L. Schapiro The George Washington University Center for Law, Economics and Finance Fourth Annual Regulatory Reform Symposium
>	Proposed Rules for Swap
>	The Wall Street Reform Act at One Year: Part 1

>	The Wall Street Reform Act at One Year: Part 2
>	Consumer Financial Protection Bureau Ready to Help Consumers on Day One

Compliance : Federal Information Security Amendments Act

>	Avoiding the “No More IT Security Checklist” Misconception

Compliance : Investment Company Act

>	Opening Statement at the SEC Open Meeting

Compliance : PCI Security

>	Sales Numbers Trending Up? Now’s the Time to Become Credit Card Fraud-Free

Compliance : Sarbanes Oxley

>	Are Your Employees Sabotaging Your Company’s Accountability?
>	Spreadsheet Errors That Make Auditors Blush
>	CAQ Provides Perspectives on Understanding Audit Quality
>	Analyst: Infosys Partnership with IPsoft Breaks New Ground
>	An Innovative Financial Solution to Your Growing Legal Costs

>	How to Invest in Technology that Drives Innovation
>	Remarks to Students at The George Washington University
>	How to Run a Profitable Non-Profit Organization: Have Your Employees Figure Out How to Steal You Blind
>	BakerHostetler Obtains Landmark Interpretive Guidance on SOX 402
>	The Magnitude of Application Control in Your S-OX Strategy
	More Sarbanes Oxley...

Compliance : Thought Leader

>	All-Encompassing Enforcement: The Robust Use of Civil and Criminal Actions to Police the Markets