Compliance
  Governance
  Risk-Management
  Security
Features

< Back
Compliance : Dodd Frank : Electronic Recordkeeping :  
Is Your Data Compliant?
Financial institutes are required to maintain and produce a variety of records related to their business activities, many of which exist in an electronic format.
Shannon Smith
Director of Information Governance
and General Counsel
Globanet

read more >

Compliance : Affordable Care Act
> Affordable Care Act: Determining Large Employer Status
Compliance : Basel III
> Basel III Regulations Critical to Success in 2013
Compliance : Dodd Frank
> Opening Statement at the SEC Open Meeting
> Shift in Consumer Privacy Policy May Signal New Laws in US
> Remarks of SEC Chairman Mary L. Schapiro The George Washington University Center for Law, Economics and Finance Fourth Annual Regulatory Reform Symposium
> Proposed Rules for Swap
> The Wall Street Reform Act at One Year: Part 1
> The Wall Street Reform Act at One Year: Part 2
> Consumer Financial Protection Bureau Ready to Help Consumers on Day One
Compliance : Federal Information Security Amendments Act
> Avoiding the “No More IT Security Checklist” Misconception
Compliance : Investment Company Act
> Opening Statement at the SEC Open Meeting
Compliance : PCI Security
> Sales Numbers Trending Up? Now’s the Time to Become Credit Card Fraud-Free
Compliance : Sarbanes Oxley
> Are Your Employees Sabotaging Your Company’s Accountability?
> Spreadsheet Errors That Make Auditors Blush
> CAQ Provides Perspectives on Understanding Audit Quality
> Analyst: Infosys Partnership with IPsoft Breaks New Ground
> An Innovative Financial Solution to Your Growing Legal Costs
> How to Invest in Technology that Drives Innovation
> Remarks to Students at The George Washington University
> How to Run a Profitable Non-Profit Organization: Have Your Employees Figure Out How to Steal You Blind
> BakerHostetler Obtains Landmark Interpretive Guidance on SOX 402
> The Magnitude of Application Control in Your S-OX Strategy
  More Sarbanes Oxley...
Compliance : Thought Leader
> All-Encompassing Enforcement: The Robust Use of Civil and Criminal Actions to Police the Markets


About Us Editorial

© 2019 Simplex Knowledge Company. All Rights Reserved.   |   TERMS OF USE  |   PRIVACY POLICY