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Compliance : Dodd Frank : Consumer Financial Markets : Swap
Proposed Rules for Swap
The Commission today will consider whether to propose capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Mary Shapiro
Chairman
Securities and Exchange Commission

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Compliance : Investment Company Act
> Opening Statement at the SEC Open Meeting
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Compliance : Sarbanes Oxley
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> An Innovative Financial Solution to Your Growing Legal Costs
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> Remarks to Students at The George Washington University
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> All-Encompassing Enforcement: The Robust Use of Civil and Criminal Actions to Police the Markets


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