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Compliance : Dodd Frank : Title VII - Over-the-counter Derivatives : Security-based Swap Transactions
One-Year Later: Title VII of Dodd-Frank
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US Securities and Exchange Commission
The Securities and Exchange Commission today said it is taking a series of actions in the coming weeks to clarify the requirements that will apply to security-based swap transactions as of July 16 – the effective date of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act – and to provide appropriate temporary relief.

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